Bafna Pharmaceuticals Ltd Scrip Code : 532989 Quarter ending :September 2019

Declaration

Particular Yes/No Whether the Listed Entity has issued any partly paid up shares? No Whether the Listed Entity has issued any Convertible Securities ? No Whether the Listed Entity has issued any Warrants ? No Whether the Listed Entity has any shares against which depository receipts are issued? No Whether the Listed Entity has any shares in locked-in? Yes Whether any shares held by promoters are pledge or otherwise encumbered? Yes Whether company has equity shares with differential voting rights? No

Summary statement holding of specified securities

Category of shareholder No. of shareholders No. of fully paid up equity shares held Total no. shares held Shareholding as a % of total no. of shares (calculated as per SCRR, 1957)As a % of (A+B+C2) No. of Voting Rights Total as a % of Total Voting right No. of Locked in shares No. of Shares pledged or otherwise encumbered No. of equity shares held in dematerialized form Sub-categorization of shares (XV) No.(a) As a % of total Shares held(b) No.(a) As a % of total Shares held(b) Shareholding (No. of shares) under SubCategory_I SubCategory_II SubCategory_III (A) Promoter & Promoter Group 8 62,35,865 62,35,865 26.36 62,35,865 26.36 0.00 31,82,556 51.04 62,35,865 - - - (B) Public 8,645 1,74,20,470 1,74,20,470 73.64 1,74,20,470 73.64 50,12,077 28.77 0.00 1,73,40,021 - - - (C1) Shares underlying DRs 0.00 0.00 0.00 0.00 - - - (C2) Shares held by Employee Trust 0.00 0.00 0.00 0.00 - - - (C) Non Promoter-Non Public 0.00 0.00 0.00 0.00 - - - Grand Total 8,653 2,36,56,335 2,36,56,335 100.00 2,36,56,335 100.00 50,12,077 21.19 31,82,556 13.45 2,35,75,886 - - -

Note:C=C1+C2
          Grand Total=A+B+C