OBJECTIVES
Surveillance, Risk Management and Securities Settlement have emerged as critical factors for successful functioning of stock exchanges in the background of growing integration of domestic markets with global finance and also harmonization of best practices in securities markets.
The programme is envisaged to explain various facets of Surveillance, Risk Management and Securities Settlement and equip the participants with assessing, monitoring and managing these aspects with greater efficiency and efficacy.
PROGRAMME CONTENTS
Introduction to Risk Management
- The risk management framework
- Overview of different types of risk
- Current trends in Capital Markets
Credit Risk Management
- Defining credit risk
- Counterparty risk
- Default risk
- Settlement risk
- How collateral management can help reduce risk
- Describing the credit rating process
Market Risk Management
- Defining market risk
- Identifying risk sensitivity
- Liquidity
- Volatility
- Managing Risk using VAR method
- Stress Testing
Operational Risk Management
- Defining Operational Risk
- Assessing various ways to monitor ad control operational risk
- How to integrate market risk with operational risk
Risk Measurement Tools
- Historical Simulation
- Variance from mean
- VAR
Identifying Areas to Effectively Implement Manage and Control Risk
- Integration of online monitoring with offline monitoring
- Case Study of major market movements
- Capital adequacy norms
Clearing an Settlement Procedures
- Settlement cycles
- Margins and Margining Management
- Collateral Management
- Risk Management through use of Trading Platforms
Inspection
- KYC Norms
- Money Laundering
- Risk Management profile of clients
- Process Audit
VENUE
BSE Training Institute
Bombay Stock Exchange Ltd.
Mumbai
FEES
US$ 2200.00
(Includes single room accommodation in a reputed hotel, airport pick up and drop facility, local transportation from hotel to venue and back, tuition fees, cost of study materials, lunch and refreshments and field visits in Mumbai).
PROGRAMME COORDINATORS
Vispi Rusi Bhathena, Manager, Knowledge Management
Piyush Shelat, Deputy Manager, Knowledge Management
Roy Aranha, Deputy Manager, Knowledge Management
E-mail : training@bseindia.com
Phone: 0091 22 22721127; 0091 22 22721233 Ext. 8175, 8197, 8303
Registration Form
