Shareholding Pattern Public Shareholder
AU Small Finance Bank Ltd
Scrip Code : 540611Quarter ending : December 2024

Statement showing shareholding pattern of the Public shareholder

Category & Name of the ShareholdersNo. of shareholderNo. of fully paid up equity shares heldTotal no. shares heldShareholding % calculated as per SCRR, 1957 As a % of (A+B+C2)No. of Voting RightsTotal as a % of Total Voting rightTotal No. Of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)As a % of (A+B+C2)No. of equity shares held in dematerialized form(Not Applicable) Sub-categorization of shares (XV)
Shareholding (No. of shares) under
SubCategory_I SubCategory_II SubCategory_III
Institutions00 0.000.00-0.00---
B1) Institutions (Domestic)00 0.000.00-0.00---
Mutual Funds/2712732968212,73,29,682 17.1112,73,29,68217.11-17.1112,73,29,682
SBI Equity Hybrid Fund1785254278,52,542 1.0678,52,5421.06-1.0678,52,542
Kotak Flexicap Fund1155309441,55,30,944 2.091,55,30,9442.09-2.091,55,30,944
Aditya Birla Sun Life Trustee Private Limited A/C Aditya Birla Sun Life Flexi Cap Fund1182845581,82,84,558 2.461,82,84,5582.46-2.461,82,84,558
Nippon Life India Trustee Ltd-A/C Nippon India Growth Fund1184415091,84,41,509 2.481,84,41,5092.48-2.481,84,41,509
DSP Midcap Fund1223407562,23,40,756 3.002,23,40,7563.00-3.002,23,40,756
HDFC Mutual Fund - HDFC Mid-Cap Opportunities Fund1252250562,52,25,056 3.392,52,25,0563.39-3.392,52,25,056
Alternate Investment Funds11101245021,01,24,502 1.361,01,24,5021.36-1.361,01,24,502
Business Excellence Trust III - India Business Excellence Fund III1836345483,63,454 1.1283,63,4541.12-1.1283,63,454
Banks26551465,514 0.0165,5140.01-0.0165,514
Insurance Companies17245963422,45,96,342 3.302,45,96,3423.30-3.302,45,96,342
SBI Life Insurance Co. Ltd1812442781,24,427 1.0981,24,4271.09-1.0981,24,427
HDFC Life Insurance Company Limited1100579231,00,57,923 1.351,00,57,9231.35-1.351,00,57,923
NBFCs registered with RBI1330330 0.003300.00-0.00330
Sub Total B15816211637016,21,16,370 21.7816,21,16,37021.78-21.7816,21,16,370
B2) Institutions (Foreign)00 0.000.00-0.00---
Foreign Portfolio Investors Category I56027217786827,21,77,868 36.5727,21,77,86836.57-36.5727,21,77,868
St. James's Place Emerging Markets Equity Unit Trust Managed By Wasatch Advisors Inc1770386477,03,864 1.0477,03,8641.04-1.0477,03,864
Zulia Investments Pte. Ltd.1101616551,01,61,655 1.371,01,61,6551.37-1.371,01,61,655
Nomura India Investment Fund Mother Fund1129165681,29,16,568 1.741,29,16,5681.74-1.741,29,16,568
DF International Partners II LLC1136622001,36,62,200 1.841,36,62,2001.84-1.841,36,62,200
Smallcap World Fund, Inc1249551772,49,55,177 3.352,49,55,1773.35-3.352,49,55,177
Camas Investments Pte. Ltd.1269399462,69,39,946 3.622,69,39,9463.62-3.622,69,39,946
New World Fund Inc1286695522,86,69,552 3.852,86,69,5523.85-3.852,86,69,552
Foreign Portfolio Investors Category II27205475042,05,47,504 2.762,05,47,5042.76-2.762,05,47,504
Janchor Partners Pan-Asian Master Fund1801205880,12,058 1.0880,12,0581.08-1.0880,12,058
Any Other(Institutions (Foreign))19914099,140 0.0199,1400.01-0.0199,140
Foreign Institutional Investors19914099,140 0.0199,1400.01-0.0199,140
Sub Total B258829282451229,28,24,512 39.3529,28,24,51239.35-39.3529,28,24,512
B3) Central Government/ State Government(s)/ President of India00 0.000.00-0.00---
Central Government / President of India115541,554 0.001,5540.00-0.001,554
Sub Total B3115541,554 0.001,5540.00-0.001,554
B4) Non-Institutions00 0.000.00-0.00---
Directors and their relatives (excluding independent directors and nominee directors)5139314861,39,31,486 1.871,39,31,4861.87-1.871,39,31,486
Uttam Tibrewal1138252121,38,25,212 1.861,38,25,2121.86-1.861,38,25,212
Key Managerial Personnel22619872,61,987 0.042,61,9870.04-0.042,61,987
Relatives of promoters (other than 'immediate relatives' of promoters disclosed under 'Promoter and Promoter Group' category)35357453,574 0.0153,5740.01-0.0153,574
Resident Individuals holding nominal share capital up to Rs. 2 lakhs181968200047142,00,04,714 2.692,00,04,7142.69-2.692,00,02,287
Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs163164837491,64,83,749 2.211,64,83,7492.21-2.211,64,83,749
Non Resident Indians (NRIs)2804225368822,53,688 0.3022,53,6880.30-0.3022,53,688
Foreign Companies3451528745,15,287 0.6145,15,2870.61-0.6145,15,287
Bodies Corporate568586004615,86,00,461 7.875,86,00,4617.87-7.875,86,00,436
Fincare Business Services Ltd1466762694,66,76,269 6.274,66,76,2696.27-6.274,66,76,269
Any Other (specify)3328288712428,87,124 0.3928,87,1240.39-0.3928,87,124
Clearing Members139654809,65,480 0.139,65,4800.13-0.139,65,480
HUF32576321736,32,173 0.086,32,1730.08-0.086,32,173
LLP54128902012,89,020 0.1712,89,0200.17-0.1712,89,020
Trusts4451451 0.004510.00-0.00451
Sub Total B418884411899207011,89,92,070 15.9911,89,92,07015.99-15.9911,89,89,618
B=B1+B2+B3+B418949157393450657,39,34,506 77.1257,39,34,50677.12-77.1257,39,32,054
Details of the shareholders acting as persons in Concert including their Shareholding (No. and %):
Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available,.