Shareholding Pattern Public Shareholder
AU Small Finance Bank Ltd
Scrip Code : 540611Quarter ending : June 2021

Statement showing shareholding pattern of the Public shareholder

Category & Name of the ShareholdersNo. of shareholderNo. of fully paid up equity shares heldTotal no. shares heldShareholding % calculated as per SCRR, 1957 As a % of (A+B+C2)No. of Voting RightsTotal as a % of Total Voting rightNo. of equity shares held in dematerialized form(Not Applicable) Sub-categorization of shares (XV)
Shareholding (No. of shares) under
SubCategory_I SubCategory_II SubCategory_III
B1) Institutions00 0.000.00---
B2) Institutions (Domestic)00 0.000.00---
Mutual Funds/21364494673,64,49,467 11.653,64,49,46711.653,64,49,467---
Nippon Life India Trustee Ltd-A/C Nippon India Growth Fund1484392148,43,921 1.5548,43,9211.5548,43,921---
Uti Flexi Cap Fund1516170351,61,703 1.6551,61,7031.6551,61,703---
Motilal Oswal Flexi Cap Fund1692549269,25,492 2.2169,25,4922.2169,25,492---
Kotak Flexicap Fund1139283601,39,28,360 4.451,39,28,3604.451,39,28,360---
Alternate Investment Funds24137064381,37,06,438 4.381,37,06,4384.381,37,06,438---
Westbridge Aif I1117578931,17,57,893 3.761,17,57,8933.761,17,57,893---
Foreign Portfolio Investors275998225019,98,22,501 31.909,98,22,50131.909,98,22,501---
New World Fund Inc1400775240,07,752 1.2840,07,7521.2840,07,752---
Camas Investments Pte. Ltd.1433044143,30,441 1.3843,30,4411.3843,30,441---
Amansa Holdings Private Limited1460304746,03,047 1.4746,03,0471.4746,03,047---
St. James's Place Emerging Markets Equity Unit Trust Managed By Wasatch Advisors Inc1463264046,32,640 1.4846,32,6401.4846,32,640---
Nomura India Investment Fund Mother Fund1869072886,90,728 2.7886,90,7282.7886,90,728---
Smallcap World Fund, Inc1109282001,09,28,200 3.491,09,28,2003.491,09,28,200---
Financial Institutions/ Banks397549,754 0.009,7540.009,754---
Insurance Companies15167304951,67,30,495 5.351,67,30,4955.351,67,30,495---
Sbi Life Insurance Co. Ltd1383804438,38,044 1.2338,38,0441.2338,38,044---
Hdfc Life Insurance Company Limited1699982969,99,829 2.2469,99,8292.2469,99,829---
Sub Total B133816671865516,67,18,655 53.2816,67,18,65553.2816,67,18,655---
B3) Institutions (Foreign)00 0.000.00---
Individual share capital upto Rs. 2 Lacs139101181120471,81,12,047 5.791,81,12,0475.791,81,12,047---
Individual share capital in excess of Rs. 2 Lacs106140916011,40,91,601 4.501,40,91,6014.501,39,77,538---
Uttam Tibrewal1546559554,65,595 1.7554,65,5951.7554,65,595---
NBFCs registered with RBI21900001,90,000 0.061,90,0000.061,90,000---
Employee Trusts111727281,72,728 0.061,72,7280.061,72,728---
Any Other (specify)8761247526432,47,52,643 7.912,47,52,6437.912,47,52,643---
Motilal Oswal Financial Services Ltd1328398532,83,985 1.0532,83,9851.0532,83,985---
Bodies Corporate1145627655162,76,551 2.0162,76,5512.0162,76,551---
Clearing Members2368498208,49,820 0.278,49,8200.278,49,820---
LLP105135852413,58,524 0.4313,58,5240.4313,58,524---
Non Resident Indians (Repat)25809501119,50,111 0.309,50,1110.309,50,111---
Non Resident Indians (Non Repat)1236153357715,33,577 0.4915,33,5770.4915,33,577---
Camas Investments Pte. Ltd.1101043641,01,04,364 3.231,01,04,3643.231,01,04,364---
Foreign Companies1101043641,01,04,364 3.231,01,04,3643.231,01,04,364---
HUF34484222084,22,208 0.134,22,2080.134,22,208---
Trusts10325748832,57,488 1.0432,57,4881.0432,57,488---
B4) Central Government/ State Government(s)/ President of India00 0.000.00---
B5) Non-Institutions00 0.000.00---
Sub Total B3147981573190195,73,19,019 18.325,73,19,01918.325,72,04,956---
B=B1+B2+B314831922403767422,40,37,674 71.5922,40,37,67471.5922,39,23,611---
Details of the shareholders acting as persons in Concert including their Shareholding (No. and %):
Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Note
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available,.