This is further to SEBI Circular No. SEBI/HO/MIRSD/MIRSD2/CIR/2016/95 dated September 26, 2016, SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/138 dated December 20, 2016, CIR/HO/MIRSD/MIRSD2/CIR/P/2017/64 dated June 22, 2017, CIR/HO/MIRSD/MIRSD2/CIR/PB/2017/107 dated September 25, 2017, and Exchange Notice Nos. 20160927-41 dated September 27, 2016, 20161221-20 dated December 21, 2016, 20170623-14 dated June 23, 2017, 20170925-34 dated September 25, 2017, 20171129-19 dated November 29, 2017 respectively on the captioned subject.
As per aforesaid circulars, stock brokers are required to submit the data on clients funds lying with stock brokers on weekly basis i.e. stock brokers shall submit the data as on last trading day of every week on or before the next three trading days.
Accordingly, Stock brokers are requested to upload the data as on July 10, 2020 by July 15, 2020 under the following link :-
(URL: https://befs.bseindia.com/) BEFS>>Enhanced Supervision>>Details of Client Assets
The data to be submitted and source/path for this purpose, along with necessary clarifications, is enclosed as (Annexure – 1).
Exchange has also provided a provision of bulk upload facility. The file format of the same is attached as (Annexure – 2). The file has to be in CSV comma separate format. The naming convention of the CSV file must be as:- Clg No_ddmmyyyy.csv (Clg no. to be without zero and date should be date of submission).
A user manual (Annexure - 3) for submitting the information is enclosed for ready reference.
In case of any clarification required you may connect:
Particulars
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Name of officials
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Contact No
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Email id
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For queries other than Annexure- 1
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Prakash A
Vikash Kumar
Tushar Shetty
Josephine Baretto
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022-22728895
022-22728997
022-22728217
022-22728371
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bse.rbs@bseindia.com
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For queries related to collateral (Source/Path-Annexure-1)
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Rayan Menezes
Vijayeta Gurao
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022- 2272 8467
022- 2272 8185
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bse.csd@icclindia.com
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For and On behalf of BSE Ltd.
Kiran Sawant
Asst. Gen. Manager
(Brokers’ Supervision) |