Ref. LIST/COMP/76/2020-21
Dear Sir\Madam,
SEBI vide its Circular SEBI/HO/ISD/ISD/CIR/P/2020/135 dated July 23, 2020 has prescribed the format regarding reporting violations under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 relating to the Code of Conduct (CoC). With a view to making the disclosure more accurate and efficient, the Exchange has introduced facility of filing of reporting the violations under SEBI (PIT) Regulations, 2015 relating to the Code of Conduct (CoC) through listing centre with immediate effect.
In order to ease the filing of Reporting for violations of Code of Conduct (CoC), the Exchange has now provided a facility in the Listing Centre for filing by the listed companies. The path for this filing in the BSE Listing Centre is as follows:
Compliance Module > Non quarterly submissions > Reporting of Code of Conduct violations under SEBI (PIT) Regulations 2015.
The disclosures regarding violations of Code of Conduct shall not be disseminated on the Exchange website.
All listed entities are requested to file the reporting for violations of Code of Conduct (CoC) as above and not submit the same through any other mode like Email or Corporate Announcement.
All Listed companies are requested to take note and comply accordingly.
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Abhijit Pai
Dy. General Manager
Listing Compliance
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Shyam Bhagirath
Manager
Listing Compliance
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December 23, 2020
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