Segregation and Monitoring of Collateral at Client Level - Penalty mechanism for EOD Short Allocation

• Notice No: 20221129-52
• Notice Date: 29 Nov 2022
• Category: Settlement/RMS
• Segment: General

To

All Members/Participants,

Further to our circular 20220819-5 dated August 19, 2022, on the captioned subject, members may kindly note that the file for the month of September & October 2022 (consolidated file) has been placed on the Member Extranet portal. Members may note that reporting on the same may be done till December 06, 2022.

Please refer Annexure-1 for process for submission of Collateral Allocation Shortage reporting.

Members are advised to take note of the same.

In case of any clarifications, members may contact their respective Relationship Managers or below mentioned contacts:

ICCL Ops	[phone]/8121/8881/5648/8567	[e-mail]
Membership & Inspection Dept. for compliance aspect	[phone]/8788/5075/5744	[e-mail]

For and on behalf of Indian Clearing Corporation Ltd.

Roanna Lewis                                     Hitesh Shah

Sr. Manager                                        Dy. General Manager

Membership & Inspection                 Post Trade