To All Trading Members,
This is with reference to “Terms Of Reference” related to “System Audit Report” and its submission formats.
To ensure uniformity of controls being assessed and simplify the submission process across Exchanges, the “Terms Of References” and format for submission of “System Audit Report” has been revised under the guidance of SEBI and in consultation with other Exchanges.
Accordingly, the revised and updated “Terms Of Reference” for “System Audit Report” submission for the period ended March 31, 2023 is attached as Annexure – A.
The updated guidelines and related annexures for “System Audit Report” submission for the period ended March 31, 2023, shall be communicated through a separate notice.
All Trading members are advised to take note of the above to bring the provisions of this notice to their auditors and put in place adequate systems and procedures to ensure adherence to the revised compliance requirements.
In case of any queries/clarifications, you may contact us on through email at msc(at)bseindia.com
For and on behalf of BSE Limited.
Shivkumar Pandey Devendra Kulkarni
Chief Information Security Officer Additional General Manager |