This is with reference to notice no 20230411-1 dated April 11, 2023 on Consolidated Circular – Broker Supervision Department. Exchange to facilitate members to comply with the regulatory requirements, has further consolidated regulatory requirements prescribed through various circulars issued by the Broker Supervision Department of the Exchange till March 31, 2023, and attached herewith as Annexure.
Notwithstanding such rescission,
a) Anything done or any action taken or purported to have been done or contemplated under the rescinded guidelines before the commencement of this Master Circular shall be deemed to have been done or taken or commenced or contemplated under the corresponding provisions of the Master Circular or rescinded guidelines whichever is applicable.
b) The previous operation of the rescinded guidelines or anything duly done or suffered thereunder, any right, privilege, obligation or liability acquired, accrued or incurred under the rescinded guidelines, any penalty, incurred in respect of any violation committed against the rescinded guidelines, or any investigation, legal proceeding or remedy in respect of any such right, privilege, obligation, liability, penalty as aforesaid, shall remain unaffected as if the rescinded guidelines have never been rescinded.”
Please note that for detailed specific requirements, members are advised to refer respective circulars.
In case of any clarifications, members may contact us on details given as under:
| Contact Nos. |
Email ID |
| 022- 2272 8435/5785 |
bse.inspection@bseindia.com |
For and on behalf of BSE Ltd.
Hiteshkumar Desai Richa Ghosh
General Manager Asst. Gen. Manager
Brokers’ Supervision Brokers’ Supervision
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