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| NOTICES |
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| Notice No. |
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20230704-27 |
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Notice Date |
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04 Jul 2023 |
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| Category |
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Compliance |
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Segment |
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General |
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| Subject |
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Penalty proposal towards disincentives/ penalties towards non-compliance Cyber Security Audit, System Audit, Cyber Incident Reporting, Technical Glitch related violations by members |
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| Attachments |
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Annexure A.pdf ; |
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| Content |
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In order to ensure strict adherence to the regulatory requirements by Members with the prescribed framework applicable for System Audit & Cyber Security and Cyber Security resilience audit reports, Technical Glitch and Incident reporting, penalty structure has been prescribed in Annexure A and shall be applicable for late submission/Non-Compliances reported in preliminary audit report submissions made for the half year ended September 2023 and onwards as provided. Further, penalty for Technical Glitch and Incident reporting prescribed in the attached penalty structure would be applicable from the date of circular.
All Members are advised to take note of the same and strictly comply.
In case of any clarifications, members may contact us on details given as under:
For and on behalf of BSE Ltd.
Hiteshkumar Desai Richa Ghosh
General Manager Asst. Gen. Manager
Brokers’ Supervision Brokers’ Supervision
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