This is further to Exchange notice no. 20230812-1 dated August 12, 2023 on Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs).
Based on representations received from Members, clarifications/guidelines on the additional frequently asked questions (FAQs) in addition to the earlier FAQ issued vide aforesaid notice are attached as Annexure A.
All Members are advised to take note of the contents of the notice and comply.
In case of any queries/clarifications, you may reach us on the following contact details.
| Contact Nos. |
Email ID |
| 022- 2272 8435/5785 |
bse.inspection@bseindia.com |
For and on behalf of BSE Ltd.
Hiteshkumar Desai Richa Ghosh
General Manager Asst. Gen. Manager
Brokers’ Supervision Brokers’ Supervision |