BSEIndia
      Close  
NOTICES
Notice No.   20231003-61   Notice Date   03 Oct 2023
Category   Compliance   Segment   General
Subject   Internal Audit of Trading members
Attachments   Annexure B.pdf ; Annexure A.pdf ;
Content

This is with reference to the Exchange notice no. 20220221-65 dated February 21, 2022 and Exchange notice no. 20221017-42 dated October 17, 2022 wherein the Exchange had prescribed the eligibility criteria for the auditors qualified to conduct Internal Audit of Trading Members.

In view of the representations received from various member associations, the Exchanges have jointly reviewed and revised the eligibility criteria for conducting Internal Audit of the Trading Members. The revised eligibility criteria is enclosed as Annexure A.

The revised eligibility criteria shall be applicable with effect from the half year ended March 31, 2024, and onwards.

Further, the Members may note that the eligibility criteria as prescribed by Exchange notice no. 20221017-42 dated October 17, 2022, shall continue to be applicable for the half year ended September 30, 2023. The eligibility criteria as prescribed by Exchange notice no. 20221017-42 dated October 17, 2022, is reiterated at Annexure B for reference.

All Members are advised to take note of the above and bring the provisions of this notice to the attention of their respective internal auditors and ensure compliance with the above requirement.

Trading Members are advised to take note of the above.

In case of any queries/clarifications, you may reach us on the following contact details.

 

Contact Nos.

Email ID

022- 2272 8435/5785

bse.reports@bseindia.com

 

 

For and on behalf of BSE Ltd.

 

 

 

Jyoti Thukral                                    Josephine Baretto

Sr. Manager                                      Manager

Inspection                                          Inspection