This is in continuation to Exchange notice no. 20230317-26 dated 17th March 2023, regarding restriction on use of certain words by Trading Member/Authorized Person in their name as the name should reflect the registration held by the entity and should not in any way create an impression of performing a role for which the entity is not registered.
Exchange vide notice no. 20240328-22 dated 28th March 2024, had advised Members to change their name or the name of their registered Authorized Persons if it contained restricted words indicating a role for which the entity is not registered. This change was required to be made with the Registrar of Companies (ROC)/Registrar of Firms (ROF) and also updated in Exchange records by 30th June 2024.
It has come to our attention that Members and Authorized Persons are currently in the process of executing these changes with the ROC/ROF.
In view of the above, considering the ongoing efforts, the timeframe for changing their name with ROC/ROF and updating it in Exchange records has been extended up to 30th September 2024.
Members are advised to ensure compliance within this extended timeframe.
Amit Kadam Prakash Bhat
Asst. General Manager Asst. General Manager
Membership Operations Membership Operations |