Members’ attention is drawn to SEBI Circular No. SEBI/HO/MIRSD/POD-1/P/CIR/2024/4 dated January 12, 2024 on "Ease of Doing Investments by Investors - Facility of voluntary freezing/blocking of Trading Accounts by Clients” and Exchange Notice No. 20240408-12 dated April 08, 2024 on "Framework for Trading Members to provide the facility of voluntary freezing/blocking the online access of the trading account to their clients".
Vide the aforesaid circulars, trading members have been advised to formulate the policy in line with the framework prescribed by the Exchange and members were also advised to provide the facility of voluntary freezing/blocking the online access of the trading account to their clients with effect from July 01, 2024.
The Exchange has made necessary provision in BEFS to submit the status of compliance by the trading members to the above-mentioned requirements and procedure for submission of the same has been explained in user manual attached as Annexure A.
The trading members are required to submit the compliance latest by July 22, 2024.
Members are advised to take note of the contents of the Circular and comply.
In case of any clarifications, members may contact us on details given as under:
For and on behalf of BSE Ltd.
Hiteshkumar Desai Richa Ghosh
General Manager Asst. Gen. Manager
Inspection Inspection
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