To All Members,
Sub: Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011
This is further to the Notice No. 20240804-1 dated August 04, 2024, wherein, at point 4, it was mentioned that the Trading Members were required to report on a daily basis, the status of open positions at the end of the day (till complete square off), for the respective clients (where KRA is on hold).
Trading Members are requested to send the information in the below format via email at ucc@bseindia.com by EOD on a daily basis from August 5, 2024 to August 7, 2024. It may be noted that the subject line of the mail should be “Status of reduction in open positions”:
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TM Code
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TM Name
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Unique Client Code
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PAN
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Segment
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Date
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Complete Square off (Y/N)
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Fresh position taken in contravention to the circular
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Members are requested to take note and ensure compliance.
In case of any clarifications, members may contact us on details given as under:
Umesh Hanjankar Spandan Jayadevulu
Deputy General Manager Senior Manager
Investigation Investigation |