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NOTICES
Notice No.   20241028-34   Notice Date   28 Oct 2024
Category   Others   Segment   IA/RA
Subject   Clarification with respect to advertisement code for Research Analysts (RAs)
Attachments   Annexure 1.pdf ;
Content

SEBI, vide circular no. SEBI/HO/MIRSD/MIRSD-PoD-2/P/CIR/2023/51 dated April 5, 2023, has specified provisions related to advertisement code to be followed by a Research Analyst (RA) in their advertisements.

Further, SEBI vide circular no. SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/146 dated October 24, 2024, has clarified that Research Report and research recommendations of an RA are not considered advertisement unless anything contained in the research report is in the nature of promotion of products or services offered by an RA. The said circular is attached as Annexure-1.

RAs are requested to submit the advertisements (attachment size not exceeding 5 MB) for approval of the Exchange on ra.membership@bseindia.com    

The Exchange is in the process of developing a module for submission of the advertisements for approval. A separate notice will be issued in this regard.

The enlisted RAs are requested to take note of the same and ensure compliance.

  

For & on behalf of BSE Limited

   

Johnson Chiriyath                                                         Meghana Kulkarni                              

General Manager                                                          Deputy General Manager

Membership Operations and                                      Membership Operations and

Membership Compliance                                             Membership Compliance                         

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