BSEIndia
      Close  
NOTICES
Notice No.   20241028-37   Notice Date   28 Oct 2024
Category   Others   Segment   IA/RA
Subject   Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers and Timeline for submission of periodic reports
Attachments   Annexure 1.pdf ;
Content

SEBI has issued circular no. SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/147 dated October 25, 2024, regarding Annual Compliance Certificate for Client Level Segregation by non-individual Investment Advisers and timeline for submission of periodic reports. The said circular is attached as Annexure 1.

The enlisted Investment Advisers are advised to take a note of the same and ensure compliance.

For any clarifications, email on ia.membership@bseindia.com

 

For & on behalf of BSE Ltd.

 

Johnson Chiriyath                                                            Meghana Kulkarni                              

General Manager                                                             Deputy General Manager

Membership Operations and                                         Membership Operations and

        Membership Compliance                                               Membership Compliance 

 

Site optimized for IE8 & above, resolution 1024 X 768 & above. | Disclaimer  |  SitemapCopyright@ 2015. All Rights Reserved. BSE Ltd.    (22)