To
All Trading Members of the Exchanges
Sub: Order in respect of Commodity Pandit.
SEBI vide its order no. QJA/AA/NRO/NRO-DIV-III/30945/2024-25 dated October 31, 2024, has inter-alia issued following directions:
· The Noticee, Ms. Meenu Sharma, is restrained from accessing the securities market, directly or indirectly and is prohibited from buying, selling or otherwise dealing in the securities market, directly or indirectly in any manner whatsoever, for a period of one year from the date of this order or till the expiry of one year from the date of completion of refunds to complainants/ investors as directed in paragraph 52 (a) above, whichever is later.
· The Noticee 2, Ms. Neha Goel, Proprietor, P.C.Global Research is restrained from accessing the securities market, directly or indirectly and is prohibited from buying, selling or otherwise dealing in the securities market, directly or indirectly in any manner whatsoever, for a period of one year from the date of this order.
· It is hereby clarified that if the Noticees have any open position in any exchange traded derivative contracts, as on the date of this order, can close out/ square off such open positions within 3 months from the date of order or at the expiry of such contracts, whichever is earlier. The Noticees are permitted to settle the pay in and pay out obligations in respect of transactions, if any, which have taken place before the close of trading on the date of this order.
This Order is effective from the date of the order.
A copy of the said Order is attached herewith and available on the SEBI website www.sebi.gov.in.
Trading members are advised to take note of the same and ensure compliance.
Umesh Hanjankar Roshani Shinde
Investigation Regulatory Correspondence
Date: October 31, 2024 |