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NOTICES
Notice No.   20241128-33   Notice Date   28 Nov 2024
Category   Compliance   Segment   General
Subject   Order in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt Ltd, Thar Share Brokers Pvt Ltd and Gangwal Commodities Pvt Ltd.
Attachments   Final Order front running Parshvanath.pdf ;
Content

To

All Trading Members of the Exchanges

Sub: Order in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt Ltd, Thar Share Brokers Pvt Ltd and Gangwal Commodities Pvt Ltd.

SEBI vide its order no. QJA/GR/IVD/ID4/31010/2024-25 dated November 28, 2024, has inter-alia issued following directions: 

·         The Noticees are restrained from accessing the securities market and further prohibited from buying, selling or otherwise dealing in securities (including units of mutual funds), directly or indirectly, or being associated with the securities market in any manner, whatsoever, for the following period, from the date of this order:

·         If the Noticees have any open position in any exchange traded derivative contracts, as on the date of the order, they can close out /square off such open positions within 3 months from the date of order or at the expiry of such contracts, whichever is earlier. The Noticees are permitted to settle the pay-in and pay-out obligations in respect of transactions, if any, which have taken place before the close of trading on the date of this order.

This Order is effective from the date of the order.

A copy of the said Order is attached herewith and available on the SEBI website www.sebi.gov.in.

Trading members are advised to take note of the same and ensure compliance.

                                                                                                                

Umesh Hanjankar                                                                                        Roshani Shinde

Investigation                                                                                                 Regulatory Correspondence

 

Date: November 28, 2024