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NOTICES
Notice No.   20250203-7   Notice Date   03 Feb 2025
Category   Others   Segment   IA/RA
Subject   Details/clarifications on provisions related to association of persons regulated by the Board, MIIs, and their agents with persons engaged in prohibited activities
Attachments   Annexure.pdf ;
Content

This is with reference to SEBI circular No.  SEBI/HO/MIRSD/ MIRSD-PoD-1/P/CIR/2025/11 dated January 29, 2025, regarding Details/clarifications on provisions related to association of persons regulated by the Board, MIIs, and their agents with persons engaged in prohibited activities. The circular is attached as Annexure.

All enlisted Investment Advisers and Research Analysts are requested to take the note of the same and ensure compliance.

 

For and on behalf of BSE Ltd.

 

Meghana Kulkarni                                                      Neeky Subramaniam

Dy. General Manager                                                 Associate Manager

Membership Operations &                                       Membership Operations &

Membership Compliance                                          Membership Compliance

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