Enforcement Actions against Trading Members

Enforcement Actions against Trading Members

Member Id

Member Name

Month of Issue

Fiscal Year

Enforcement

25

AMU SHARES & SECURITIES LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_25_oct_2024_25__AMUSHARES_offsite.pdf

84

IDBI CAPITAL MARKETS & SECURITIES LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_84_oct_2024-25_IDBICAPITALMARKET.pdf

275

INVENTURE GROWTH & SECURITIES LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_275_oct_2024-25_InventureGrowth.pdf

385

KRCHOKSEY SHARES & SECURITIES PVT. LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_385_oct_2024-25_Krchoksey.pdf

170

UNIQUE STOCKBRO PVT.LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_170_oct_2024-25_UniqueStockbro.pdf

203

GSB CAPITAL MARKETS LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_203_oct_2024-25_GSBCAPITAL.pdf

393

HDFC SECURITIES LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_393_oct_2024-25_HdfcSecurities.pdf

185

EMKAY GLOBAL FINANCIAL SERVICES LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_185_oct_2024_25_Emkayglobal_AP_VINOD.pdf

608

SHILPA STOCK BROKER PVT.LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_608_oct_2024-25_ShilpaStock.pdf

197

MONARCH NETWORTH CAPITAL LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_197_oct_2024_25_MonarchNetworth_AP_Gaurang.pdf

253

VSE STOCK SERVICES LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_253_oct_2024_25_VSESTOCK_offsite.pdf

660

SURESH O.KHANDELWAL

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_660_oct_2024-25_Sureshokhandelwal.pdf

263

COCHIN STOCKBROKERS LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_263_oct_2024_25_cochinstockbrokers_offsite.pdf

685

VIDYUT DEVENDRAKUMAR

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_685_oct_2024-25_VidyutDevendrakumar.pdf

701

VIKABH SECURITIES PVT.LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_701_oct_2024-25_Vikabhsecurities.pdf

293

ACML CAPITAL MARKETS LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_293_oct_2024_25_ACMLCAPITAL_offsite.pdf

973

RAIMA EQUITIES PVT.LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_973_oct_2024-25_RaimaEquities.pdf

339

JAMNADAS VIRJI SHARES & STOCK BROKERS PVT.LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_339_oct_2024_25_JamnadasVirjiShares_AP_Kinjal.pdf

368

HORNIC INVESTMENT PVT.LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_368_oct_2024_25_HORNICINVESTMENT_368_REG.pdf

405

LATIN MANHARLAL SECURITIES PVT.LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_405_oct_2024_25_LatinManharlal_Offsite.pdf

3010

SHRI PARASRAM HOLDINGS PVT.LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_3010_oct_2024-25_ShriParasram.pdf

3024

R.L.P SECURITIES PVT.LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_3024_oct_2024-25_RLPsecurities.pdf

3041

MERFIN SHARES & STOCK BROKING PVT.LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_3041_oct_2024-25_MerfinShares.pdf

3060

COMPETENT FINMAN PVT.LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_3060_oct_2024-25_CompetentFinman.pdf

3087

KUNVARJI FINSTOCK PVT.LTD.

Oct-24

April 2024-March 2025

https://www.bseindia.com/downloads1/EA_3087_oct_2024-25_Kunvarjistock.pdf

1