SOP Non Compliance under LODR
SEBI Circular No. CIR/CFD/POLICY CELL/13/2013 dted. November 18, 2013
List of Companies – Queries raised / Replies received (SEBI Cir. No. CIR/CFD/POLICY CELL/13/2013 dted. November 18, 2013.
Standard Operating Procedure for Suspension and Revocation
SEBI Circular No. CIR/MRD/DSA/31/2013 dated. September 30, 2013)
Exchange Notice No. 20140117-20 dated January 17, 2014
SEBI Circular No. CIR/CFD/CMD/12/2015 dated November 30, 2015)
SEBI Circular No. SEBI/HO/CFD/CMD/CIR/P/2018/77 dated May 3, 2018
SEBI Cir.No.SEBI/HO/CFD/CMD/CIR/P/2020/12 dated January 22, 2020
SEBI Circular no. SEBI/HO/OIAE/IGRD/CIR/P/2020/152 dated 13th August, 2020
Guidance note for SEBI circular No. SEBI/HO/CFD/CMD/CIR/P/2020/12 dated January 22, 2020
Uniform Carve Outs For SOP Fines Levied as per the provisions of SEBI SOP circular
Uniform carve out policy for SOP fines levied as per the provisions of SEBI SOP circular_ Debt Companies
Guidance Note on SEBI Circular reference no. SEBI/HO/DDHS/DDHS/CIR/P/2020/ 231 dated November 13, 2020
List of Non-Compliant Companies (SEBI Cir. No. CIR/MRD/DSA/31/2013 dated September 30, 2013/ SEBI Cir. No. CIR/CFD/CMD/12/2015 dated November 30, 2015)
List of Non-Compliant Companies SEBI Cir.No. SEBI/HO/CFD/CMD/CIR/P/2020/12 dated January 22, 2020 (Erstwhile SEBI Cir No. SEBI/HO/CFD/CMD/CIR/P/2018/77 dated May 3, 2018), SEBI Cir. No.: SEBI/HO/OIAE/IGRD/CIR/P/2020/152 dated August 13, 2020 & SEBI Cir. No. SEBI/HO/DDHS/DDHS/CIR/P/2020/231 dated November 13, 2020
List of Non-Compliant Companies SEBI Cir.No. SEBI/HO/DDHS/DDHS/CIR/P/2020/231 dated November 13, 2020 and SEBI/HO/DDHS_Div2/P/CIR/2021/699 dated December 29, 2021
SOP compliance status
List of Non-Compliant Companies (SEBI Cir. No. SEBI/HO/CFD/DIL2/CIR/P/2019/94 dated 19/08/2019)
List of Non-Compliant Companies (SEBI Cir. No. CFD/CMD/CIR/P/2017/115 dated October 10, 2017)
List of Non-Compliant Companies under Regulation 59 of SEBI LODR 2015