Advisory Notes
Advisory Notes to the transaction flow charts
India is a PRE-FUNDED market and requires to investor to arrange for fund before it invests.
The Indian financial markets are regulated by RBI and SEBI. These regulators prescribe rules, regulations and restrictions on trading, holding, reporting, etc of Securities. Please contact your Custodian(DDP)/Trading Member (Broker) for details of the regulations applicable to your client category.
The Derivatives transaction processes also involves Risk Management which is not depicted in the above Transaction Flows.
Details for Securities which can be accepted as Collateral for Derivatives Collateral Management will be provided to you by your Trading and Clearing Member.
For Derivatives positions, Client can either go for collateral or opt for daily pay-in/pay-out of shortage/excess of Margin.
For Derivatives settlements and Expiry processes, please contact your Trading / Clearing Member
Tax obligations will be calculated and advised by the Tax consultant appointed by the FPI. The Custodian/DDP will ensure that the advised tax obligations are discharged in a timely manner. Further details on the application of Tax will be provided by the Tax Consultant.