Inorder, to give an understanding of the whole inspection process, and to provide quick reference to all the relevant compliance requirements, below are the all the relevant downloads which will help members to keep them updated on various statutory compliance requirements in BSE.

• Master Circular – Inspection
• Activity Diary
• Commonly observed irregularities and the indicative penalties
• Download details of enforcement actions taken by BSE Ltd against Trading members pursuant to inspection
• Publishing of final enforcement orders passed against Trading Members
• FAQ on Interoperability
• FAQ’s on Handling of Client Securities
• Format – Daily Margin Statement to be issued to clients
• FAQ's for query related to UCC
• FAQ's on Margin Collection and Reporting
• FAQ's on Peak Margin Collection and Reporting
• FAQs on Margin Trading Facility (MTF)
• FAQs on Settlement of Running Account of Client_s Funds lying with Trading Member (TM)
• Common irregularities observed by SEBI during inspections (FY 2023-24)
• Download details of enforcement actions taken by BSE Ltd against Trading members - Member Oversight

In case of any query/suggestion, Please contact : bse.inspection@bseindia.com